
ABERDEEN, S.D. – Northern State University Adjunct Professor Steven Trigili has published an article in the Journal of Financial Compliance (Volume 8, Number 4).
The article, “The challenges of wearing multiple hats: A compliance officer’s guide to successfully leading a small firm,”explores the unique responsibilities of compliance officers in small firms. It highlights how these professionals must navigate the same complex regulatory requirements as large institutions while managing limited resources.
Trigili’s work emphasizes that compliance officers in small firms often serve as adaptive leaders, extending beyond rule enforcement to guide organizations through uncertainty. The article discusses how effective compliance leadership involves prioritizing under pressure, influencing without formal authority, and fostering a culture of accountability.
These lessons align directly with Trigili's courses at Northern State University. By examining how compliance officers develop decision-making, resource management, and leadership skills, the article demonstrates the broader applications of these competencies in preparing future business leaders.
“I’m thrilled to have this article published because it showcases the challenges and opportunities I see every day as a compliance officer and business leader,” Trigili said. “The best part is being able to bring those real-world experiences into the classroom. My students don’t just read about leadership ... they get to learn how it actually works when the pressure is on. That’s what excites me most: connecting the dots between what I do in the field and how I prepare future leaders at Northern State.”
The full article is available through the Journal of Financial Compliance at https://henrystewartpublications.com/journal/journal-of-financial-compliance/volume-8-2024-25/, or a reprint can be requested directly from Prof. Trigili at steven.trigili@northern.edu.